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AI analytics for wealth managers

A book that grew eight percent was a net outflow once markets and fees were taken out, with two transfers already under way. AI analytics reads the asset, flow and CRM files, separates market movement from client decisions, and answers the office head: which clients are leaving, and who has not been spoken to.

Ask it in your own words

These are the questions wealth firms ask. Each one maps to a measure our tools compute from your files. The AI model chooses the measure and explains the result; the arithmetic is done by our code, and every total is checked.

The questionThe measure behind itWhat comes back
Did the book grow, or did the market?Net new assetsAsset change split into market movement, fees and net client flows, by adviser, summing to the change.
Which clients are moving money out?Outflow watchClients with net outflows against their own pattern, by value, with the last conversation logged.
How much do our clients hold elsewhere?Held-away assetsDisclosed held-away assets by client from the review notes, against assets with us.
Which valuable clients have not been contacted?Contact recency by valueDays since last contact by client value band, with the untouched top band listed.
How dependent is the firm on a few advisers?Adviser concentrationShare of assets and fees by adviser, with the effective number of advisers.
Where are we not covering the next generation?Next-generation coverageHouseholds where no contact exists with the next generation, by household value.

A conversation, with the figures

Every figure below was computed by a tool from the rows and checked before it was shown. The lines sum; the percentages match; each line opens to the rows that make it.

Did the book really grow last year?

Reported growth was 16 million; net client flows were minus $16.0m once market movement and fees are taken out, across 3 offices. City office accounts for $9.0m of the net outflow, 56% of it.

City office$9.0m56% of the total
Harbour office$5.0m31% of the total
Hillside office$2.0m12% of the total
The 3 lines sum to$16.0m0 unexplained

Which City clients withdrew?

3 clients account for $8.5m of the $9.0m net outflow at the City office, 94% of it. Each last had a logged conversation more than seven months ago, and two disclosed larger holdings elsewhere at their last review.

The Whitmore household$4.2mtransfer under way; last contact 8 months ago
The Okafor trust$2.9mheld-away 6m disclosed; last contact 9 months ago
The Lindqvist household$1.4moutflow over 3 months; last contact 7 months ago
These 3 are$8.5m94% of City office

What should the advisers do this month?

Speak to all three before the transfers complete, with the held-away figures from their own reviews in hand. The office head keeps the outflow watch on the weekly agenda until the flows turn.

City advisersMeet the Whitmore, Okafor and Lindqvist relationshipsThis month
Office headReview the outflow watch and contact recency weeklyWeekly
Chief executivePut net new assets by office in the monthly packMonthly
Did the book grow, or did the market?Which clients are moving money out?How much do our clients hold elsewhere?Which valuable clients have not been contacted?

The measures behind the answers

Each measure has one formula, one source and one meaning. They are computed per adviser and office and in total, and every one carries an identity that must hold before it is shown.

MeasureFormulaFromWhat it tells you
Net new assetsInflows − outflows, excluding market movement and fees, per client and adviserCash movement file; asset fileWhether the business is growing without the market
Held-away assetsAssets disclosed or estimated elsewhere ÷ total client wealth, by source and dateFact-find and review records; client masterThe consolidation opportunity, client by client
Contact recency by valueRevenue of clients with a two-way contact within tier cadence ÷ revenueCRM; fee ledgerValuable clients who have heard nothing
Outflow watchClients whose withdrawals in the last 3 months exceed their own pattern, excluding planned incomeCash movement fileTransfers beginning
Adviser concentrationAssets and revenue per adviser ÷ firm; share of those clients with one contact onlyAsset file; CRMWhat leaves if one adviser does
Fee margin per clientFees − cost of the service model delivered, per clientFee ledger; service model costs; activityClients on a service tier they do not pay for
Referral source valueClients, assets and retention by referral source, per adviserClient master; asset fileWhere good clients come from
Next-generation coverageClients over a stated age with heirs known and met ÷ such clients, by assetsClient master; CRMAssets that will leave at inheritance
Review completionReviews completed within the period due ÷ reviews due, by valueCRM; review scheduleService promised and not delivered; regulatory exposure
Household consolidationHouseholds with all members and accounts linked ÷ householdsClient masterWhether any per-client measure is right

Each measure is worked through, with the export it comes from and what to drop, in Client KPIs for wealth managers.

What the AI model does, and what our tools do

The AI model chooses the measure

From your question and the measures declared for wealth managers, the model picks the one that answers it, and the period and comparison the question implies.

Our tools do the arithmetic

Deterministic code reads the rows, computes the measure, and checks the identities below. The same question on the same data gives the same answer, every time.

The AI model explains, and cites

The AI model writes the sentence around the result, naming the adviser or account behind it. It states no figure that is not in the result, and every figure links to its rows.

The identities that must hold

AssetsOpening assets + inflows − outflows + market movement − fees = closing assets
HouseholdsAccounts = linked to a household + unlinked
ConcentrationAdviser assets sum to the firm total; each client has one lead adviser
ReviewsDue = completed on time + completed late + overdue

What it reads

The exports wealth firms already produce. Column names are mapped once and the mapping is reused. A file is the way in; scheduled delivery and connections to your systems come with the plan, and every source is listed here.

  • Cash movement file
  • Asset file
  • Fact-find and review records
  • Client master
  • CRM
  • Fee ledger
  • Service model costs
  • Activity
  • Review schedule

Who owns each answer

An answer is a list with an owner and a cadence, or it is a chart nobody works.

MeasuresOwnerCadence
Outflow watch; contact recency; review completionAdvisers; office headsWeekly to monthly
Net new assets; referral source valueOffice heads; chief executiveMonthly
Held-away assets; next-generation coverageAdvisers; head of adviceQuarterly
Adviser concentration; fee margin; household consolidationChief executive; operationsQuarterly

Questions wealth firms ask about AI analytics

How does it separate market movement from client flows?

From the files: the asset file gives the change, the flow file gives contributions and withdrawals, the fee file gives fees. Market movement is the remainder, shown as its own line, and the four lines sum to the change. A tool does the arithmetic; the adviser sees the split.

Where do held-away assets come from?

From your review notes or fact-find file, where clients disclose what they hold elsewhere. The tool reads the figure you recorded; it does not guess. Where nothing was recorded the field is blank and the page says so, which is itself a finding about the review.

Is client data safe?

Household names can be replaced with identifiers before upload on Enterprise, and every file is read where you choose to run it. The model never receives the rows; it receives a formatted result to describe, which is why the answer can be trusted and the data stays yours.

What does an office head need to load?

Assets by client and month, flows by client, fees by client, and the CRM contact log. Review notes with held-away figures add the second question. Every file is one the platform or the CRM already exports.

See it on your data

Bring a few thousand rows. The data map opens next, every column mapped once, and the first question is answered in minutes. Free, in your browser, no account.