Sign in

Blog · Wallet share and penetration · Asset managers

Net flows by client and strategy: telling retention accounts from growth accounts

Why an asset manager's distribution team should read assets and net flows per client side by side: the four quadrants they produce, how to compute net flows by client and strategy from subscriptions and redemptions without netting away a switch, and the quarterly list each quadrant becomes.

The short answerRead each client on two axes: share of assets held, and net flows this period. High share with outflows is a retention account; low share with inflows is a growth account; the other two quadrants are stable and dormant. Compute net flows per client and per strategy from subscriptions and redemptions, netted only within a strategy so a switch between two of your strategies is visible, and reconcile flows by salesperson to the transfer agent's total.

A distribution team that tracks assets alone sees a smooth picture. A client whose holdings rose with the market looks healthy while quietly redeeming. Net flows, read beside assets, split the book into four kinds of account that need four different conversations. This guide sets out the computation and the quadrants.

The two axes

Per client:

Share = assets held ÷ client's wallet for the strategy type Net flow = subscriptions − redemptions, per strategy, per period

Net flows are computed per strategy first and summed to the client afterwards. Netting across strategies first hides a switch from one of your strategies to another as zero.

The four quadrants

Net inflow Net outflow
High share Stable: protect and deepen Retention: the account is leaving in instalments
Low share Growth: the account is choosing you Dormant or lost: decide whether to pursue

Each quadrant is a list, and each list is a different meeting.

The rows you need

  • Flows: one row per client, strategy and period with subscriptions and redemptions. From the transfer agent.
  • Holdings: assets per client and strategy at period end.
  • Wallet: per client, with the basis recorded.
  • Coverage: salesperson per client.

Client identifiers only.

The roll-up

  1. Client by strategy: net flow, assets, share.
  2. Client: net flow summed across strategies, assets summed, share, quadrant.
  3. Salesperson: flows and assets summed. Assert that flows by client sum to the salesperson's flows.
  4. Region and desk: assert up to the transfer agent's total flows and total assets for the period.

TA net flows = Σ regions = Σ salespeople = Σ clients = Σ strategies

The by-strategy equality catches a strategy renamed mid-period.

A worked quarter

Six clients, one salesperson, figures in millions.

Client Assets Wallet Share Net flow Quadrant
2001 120 400 30% +8 Stable
2002 45 900 5% +22 Growth
2003 210 350 60% −31 Retention
2004 15 600 2.5% −2 Dormant
2005 80 200 40% +1 Stable
2006 60 300 20% −18 into 2006-B, +18 out Switching

Client 2003 is the retention conversation: the largest relationship on the desk, redeeming a seventh of it in one quarter. Client 2002 is the growth conversation: a small share of a large wallet, and the flows say the client is moving toward you. Client 2006 is neither; it moved from one of your strategies to another, which netted across strategies would have read as nothing.

Where it goes wrong

Netting at the client level first. The switch in client 2006 vanishes. Net within strategy, then sum.

Market movement read as flow. Assets up, flows unknown, and the report says the client grew. Never infer flows from asset changes; use the transfer agent's subscriptions and redemptions.

Wallet basis inconsistent. Total assets for one client and strategy-type allocation for another puts them in the wrong quadrants. One basis per report.

Period cut differently across sources. Flows to the quarter end and assets to the month end. Cut both at the same date.

Every quarter, four lists

Mapped once, the transfer agent's export produces the four quadrants per salesperson every quarter, reconciled to the total flows, with the retention list on top. Covirage builds this from the export as it is, client identifiers only. The asset managers page describes the setup, and you can upload a sample flows file and see the roll-up on your own rows.

Questions people ask

Why not just track assets?

Assets move with markets. A client whose assets rose ten percent in a quarter when the market rose twelve is redeeming. Net flows strip the market out and show what the client actually did.

How should a switch between strategies be shown?

As an outflow from one strategy and an inflow to the other, per client. Netted across strategies it disappears, and the desk loses the one signal that says the client is repositioning rather than leaving.

What period should flows use?

The quarter for the review, the month for the trend. Both from the same rows. A single large redemption should be visible as a month, not smoothed into a quarter.